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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
GAREN ERIC R 400 North Continental Boulevard Suite 200 El Segundo, CA 90245 |
X | X | Vice Chairman of the Board |
/s/ Eric R. Garen | 04/11/2006 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Effective as of April 10, 2006, the Garen Family Foundation has made the following bona fide gifts of common stock: (a) 6,700 shares to Mount St. Mary's College for benefit of the Da Camera Society; (b) 90,000 shares to Washington University; and (c) 96,225 shares to The Adventures in Learning Foundation. |
(2) | OWNERSHIP INCLUDES: 876,268 shares held by the Garen Family Trust of which the reporting person and spouse are co-trustees; 73,454 shares held by the Garen Family Foundation, a Section 501(c)(3) exempt private foundation of which the reporting person and spouse are co-trustees and disclaim beneficial ownership; 414,520 shares held by each of Eric R. Garen 2005 Annuity Trust and Nancy Garen 2005 Annuity Trust; 234,139 shares held by each of Eric R. Garen 2006 Annuity Trust and Nancy Garen 2006 Annuity Trust. EXCLUDES: aggregate of 1,195,065 shares held by certain trusts (the "Trusts") established by the reporting person and spouse f/b/o their children: 160,999 shares held by the Garen Dynasty Trust, an irrevocable Delaware trust, 517,033 shares held by the Nicole Suzanne Garen Family Trust and 517,033 shares held by the Steven Robert Garen Family Trust, each an irrevocable California trust. Beneficial ownership of shares owned by the Trusts is disclaimed by the reporting person. |